Confidently through every audit

Targeted audit preparation – competent, experienced and with a clear focus on the essentials.

Your benefits at a glance

Audit expertise on demand

Experienced support through all phases of regulatory audits

Confident audit situation

Clear preparation, targeted communication, reliable implementation

Practical advice

Regulatory requirements made understandable and tailored to your reality

Efficient resource management

Support exactly where you really need it.

Sustainable impact

Audit results are effectively integrated into the compliance system.

Structured measures management

From determination to implementation – comprehensible and effective

Relief in everyday life

Less effort with maximum regulatory security

Long-term added value

Audits used as an opportunity to strengthen your organization.

Our services at a glance – added value through expertise

Regulatory audits are a central instrument for ensuring an effective and legally compliant compliance organization. Velaw supports financial intermediaries in the professional preparation, execution and follow-up of such audits – independently, in a structured manner and with a practical approach.

Audit preparation with a system

Systematic analysis of regulatory requirements, review of existing processes and documentation, and targeted preparation for upcoming external audits (e.g. by supervisory organizations or auditing bodies).

Support during the audit

Professional support in communication with audit authorities, coordination of document provision, participation in meetings and situational advice in the event of queries or findings.

Processing implementation of measures

Support in the analysis of audit reports, derivation of concrete measures and implementation of regulatory recommendations, comprehensibly and with a focus on sustainable impact.

Sustainable compliance strengthening

Integration of audit findings into the existing ICS, optimization of internal processes and structures, and targeted training of relevant stakeholder groups.

Velaw ensures that audits are not only passed, but also used as an impetus for stronger, future-oriented compliance. Our experts bring experience, structure and a sense of proportion – even at short notice and as part of temporary mandates.

We move you forward - step by step.

Velaw ensures that audits are not only passed, but also used as an impetus for stronger, future-oriented compliance. Our experts bring experience, structure and a sense of proportion, even at short notice and as part of temporary mandates.

Analyze audit readiness

At the beginning, we create transparency: We check the initial situation, the business model and regulatory requirements and identify any gaps in the existing audit preparation.

Audit planning prioritization

On this basis, we develop a structured, risk-oriented plan for audit preparation – tailored to applicable regulations, internal processes and external audit requirements.

Support in the audit process

We provide targeted support during the audit: with professional preparation, clear communication with auditors and rapid advice in the event of queries or findings.

Measures implementation

Results from the audit are processed in a structured manner. We derive concrete, implementable measures – comprehensibly documented and designed for impact.

Reporting follow-up

Reports tailored to the target group for management and supervisory bodies summarize findings and document the status of implementation – clearly, soundly, and usefully.

Integration into Compliance ICS

Audit results and regulatory requirements are seamlessly integrated into existing compliance structures and the internal control system – for long-term effectiveness.

Optimization knowledge transfer

We use the audit as a lever for the further development of your organization – with lessons learned, targeted process optimization and concrete recommendations for the future.

We are here for you - competent, dedicated, reliable

Whether regulation, compliance, or digital transformation – we support financial service providers with practical advice, deep industry understanding, and clear orientation. Our experience is your advantage.

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Compliance Audits | Consulting Support