Focus meets expertise

We take over your obligations - in compliance with the law, efficient in everyday life, strong in implementation.

Your benefits at a glance

Independent compliance expertise

Professional 2LOD function without conflicts of interest

Flexible resource deployment

Experienced specialists exactly when they are needed.

Practice-oriented implementation

Regulatory requirements explained in an understandable way and implemented effectively.

Time savings through clarity

Clear processes, less coordination, more focus on core topics

Regulatory security

Systematic fulfillment of all supervisory requirements

Quick overview

Analyses and reports create clarity in real time

Audit-proof documentation

Complete, digitally traceable, retrievable at any time

Future-proof solution

Compliance structures that adapt dynamically

Our services at a glance – added value through expertise

Regulatory requirements in the financial sector require independent monitoring and ongoing adaptation of internal control systems. Velaw takes over the tasks of the Second Line of Defense (2LOD) for its customers and ensures that regulatory obligations are fulfilled professionally, efficiently and in compliance with regulations - permanently or as part of flexible compliance secondments.

Taking over the Second Line of Defense

Monitoring and control of the compliance function, including control of operational implementation by the First Line and coordination with internal and external audit.

Risk-oriented control and reporting

Conducting independent risk analyses, audits and controls, as well as preparing management reports and documentation required by regulators.

Rulebook and policy maintenance

Development, maintenance and further development of internal guidelines and processes in accordance with legal requirements and supervisory regulations.

Technology-supported implementation with vela

Efficient, audit-proof control of compliance processes through our own RegTech solution vela - digital, traceable and scalable.

Velaw ensures that the Second Line of Defense is exercised independently, effectively and with a focus on the future - and also provides targeted support in the event of personnel bottlenecks with experienced specialists on a temporary basis.

We move you forward - step by step.

2LOD clearly positioned

We understand the regulatory situation and know the resulting requirements of our customers. On this basis, we take over the Second Line of Defense - clearly separated from the First Line and tailored to the existing governance structure.

Function integration & governance setup

The next step is structured integration into existing processes. We clarify interfaces, establish control mechanisms and define coordination with internal and external audit.

Risk-based audit planning & methodology

Based on regulation, risk situation and business model, we develop a clearly structured audit plan - individually tailored to your company and specifically applicable for maximum impact.

Execution of controls & analyses

We carry out independent controls along defined focal points, identify weaknesses and derive concrete recommendations for action - fact-based and comprehensibly documented.

Reporting & management information

Reports tailored to the target group for the management and administrative board create transparency and decision-making bases - structured, risk-oriented and prepared in a practical manner.

Maintenance & further development of the set of rules

We keep internal guidelines up to date, adapt them to regulatory changes and ensure clear, effective specifications in day-to-day operations.

Digital implementation & continuous optimization with vela

Our RegTech solution vela controls and documents all activities digitally - scalable, audit-proof and continuously developed for maximum regulatory timeliness and efficiency.

We are here for you - competent, dedicated, reliable

Whether regulation, compliance, or digital transformation – we support financial service providers with practical advice, deep industry understanding, and clear orientation. Our experience is your advantage.

Your compliance, reimagined

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Compliance Outsourcing